OCR’s 2019 Right of Access Initiative Bears First Fruit

Hospital Agrees to Pay $85,000 for Failure to Provide Patient Timely Access to Records

by Margaret Young Levi and Kathie McDonald-McClure

On September 9, 2019, the Office for Civil Rights (OCR) announced its first settlement under its “Right of Access Initiative.” Without admitting any wrongdoing, a hospital has agreed to pay $85,000 to the United States Department of Health & Human Services (HHS) as a result of a 10-month delay in providing access to protected health information (PHI). Importantly, the Health Insurance Portability and Accountability Act (HIPAA) requires covered entities to “act on” requests for access within 30 days of a request. The hospital also entered into a Corrective Action Plan (CAP) that required the hospital to implement, and train staff on, policies and procedures to ensure individuals have timely access to their requested PHI.

What led to the settlement? The patient raised the issue of untimely access in a complaint to the OCR on August 14, 2018. The patient alleged that on October 18, 2017, she requested her unborn child’s fetal heart monitor records from Bayfront Health – St. Petersburg (Hospital), a Florida hospital.  At the time of her OCR complaint, nine months had passed without receiving any records.  The reason given to the patient by the Hospital for not producing the records was that it could not find them. Continue reading